Category Archives: New Business Models

Policy-making and the future of scholarly monographs

By Anthony Cond and Jane Bunker

An abridged version of this opinion piece appears in Times Higher Ed, April 26, 2024.

In his influential Books in the Digital Age, Cambridge sociologist John B Thompson observed that ‘Academic publishing has become one of the terrains on which the logics of two different worlds—the world of publishing and the world of the academy—come together and clash, leading on occasion to tension, misunderstanding and mutual recriminations.’

He might have included an additional world: that of the policymaker.

Continue reading Policy-making and the future of scholarly monographs

Sustaining and Reimagining the Monograph

By Lisa Bayer

Lisa Bayer is AUPresses President (2021-2022) and the director of the University of Georgia Press. This article is based on her remarks to the National Information Standards Organization’s 2021 Humanities Roundtable, “The Monograph in an Evolving Humanities Ecosystem.”

During a podcast interview last year Rich Barton, the founder of Expedia and Zillow, was asked how he’d pitched the idea of Expedia to Bill Gates back in 1996. He replied, “We were encouraged to swing big.” It’s an apt metaphor for university press publishing in general too, particularly for this community’s collaborative work, with each other and with the entire scholarly ecosystem, to sustain and reimagine monographs.

University presses individually and as a team—in the form of the Association of University Presses (AUPresses)—are in league with humanities scholars and a variety of other individual and institutional partners around the world. Long-form scholarship, otherwise known as the monograph, is the game ball or the diamond, depending on your perspective. A 2019 survey of some 5,000 scholars by Cambridge University Press and Oxford University Press found that “the monograph remains a vital part of the scholarly ecosystem . . .  especially in the Humanities.” But monograph publishing has not ever been about the final product alone. Respondents said that the process of writing, of conducting research, of thinking it through, of creativity and intellectual freedom, allowed them to develop “interconnected, complex arguments” that became new knowledge through delivery in long-form texts. Survey respondents did feel, however, that “experimentation and evolution,” especially regarding access and discoverability, were necessary for monographs to remain relevant and useful—which is why this conversation continues, and continues to matter.

Continue reading Sustaining and Reimagining the Monograph

“University Presses in Space” Launches into Orbit

upinspace_mitpressOne small step for collaboration

by Ellen Faran, Director, The MIT Press

March 20 marks the liftoff of “University Presses in Space,” a website promoting university press books about outer space and space exploration. The site, www.upinspace.org, features 30 titles selected by the 15 participating presses as among their best space books. These titles are cross-linked with the individual book pages in presses’ web catalogs so that we may share web traffic. In addition, all the presses and their authors may share links to the site through catalogs, email, social media, and at exhibits and meetings.

The MIT Press conceived of this joint promotion in conjunction with our lead Spring 2014 title, Marketing the Moon: The Selling of the Apollo Lunar Program. We worked closely with three partners—the University Press of Florida, Purdue University Press, and the University of Nebraska Press—to develop the idea and then invited all AAUP member presses to join as participants. MIT designed and launched the site; Nebraska will then take over the site after it enters its regular orbit. Nebraska has arranged to bring “University Presses in Space” to the attention of attendees at SpaceFest (“THE event for the space enthusiast”) in Pasadena this May.

We believe that space buffs, as well as general readers interested in space, don’t stop at just one book. We believe that they appreciate the quality of university press publishing. Thus we hope that the discovery experience provided by “University Presses in Space” will stimulate sales, both for the featured titles and the many more space books to be found by exploring university press lists. The site includes a link to AAUP’s Books for Understanding which has a Space Flight category.

This is a modest experiment in collaborative promotion; modest in part because the site does not offer a combined shopping experience. But we hope that the response to “University Presses in Space” will point us toward effective ways to promote books in specific fields across our community, throughout the galaxy, and beyond.

Please share the news with any space explorers in your part of the universe. Our Twitter hashtag is #upspacebooks.

Serving the Commonwealth

Tony Sanfilippo talks acquiring, marketing, digital publishing

by Juliet Barney, AAUP Marketing and Social Media Intern

As part of my series of interviews as AAUP intern, learning about scholarly publishing from my layman’s perspective, I recently talked to Tony Sanfilippo, Assistant Press Director and Marketing and Sales Director at Penn State University Press. Knowing his expertise and experience in digital publishing, especially in regard to acquisitions and marketing, I hoped he would be able to help me better understand each area.

From previous interviews, I had picked up some basics about acquisitions and marketing: I knew that acquisitions editors work to find manuscripts that fit the needs of their press, not necessarily their personal needs; that marketing for these titles, whether they are print or digital, is modeled by the particulars of each specific project. I was curious what Sanfilippo had to add to what I have already encountered—and interestingly, he did have a new perspective: he explained that you don’t always stick to acquiring texts within your usual editorial focus, and that you can also revive out-of-print books you still believe are valuable.

From Sanfilippo, I learned that acquisitions aren’t just about finding the right manuscript, but also building up a worthwhile project and making it accessible to a wide range of people. Sanfilippo also revisited his college bookstore idea that has the potential to positively impact college students like myself.

(The full interview has been edited for publication.)

What is your experience with patron-driven acquisitions? Is it an effective model?

This is something I’m actually very concerned about. The major question surrounding PDA—which is also referred to as demand-driven acquisitions—is, “Are the current usage triggers sustainable?” A lot of publishers and vendors are having a big conversation on the model. What we’re seeing is that libraries are no longer purchasing books, but instead, are opting to do this short-term rental more often than they’re purchasing. So, not only are they changing the nature of the library’s collection to something that’s more of a popularity driven selection, it’s also significantly cutting publishers’ revenue. For example, I know University of Mississippi Press noted that they’ve seen a significant cut in print sales and the DDA model is only making up a fraction of that lost revenue.

I think if the model is going to be sustainable, two things need to happen. (1) We need to change the model so that some sort of compensation is given to the publishers to make up for the lost revenue. If we don’t, university presses won’t be able to continue publishing the amount of books they’ve published in the past. Also, we will probably begin to publish only popular scholarship as opposed to good scholarship, which are extremely different things. (2) We also need to think about alternatives to the rentals. For example, if there’s an opportunity for the individual to purchase a copy for himself or herself rather than only offering the library the opportunity to purchase a copy: that sort of revenue could make up for the loss.

Otherwise, PDA/DDA won’t be something publishers can continue to participate in on a long-term basis.

In your article “Rethinking the College Bookstore,” you bring up the idea of borrowing textbooks or new scholarship, both for students and faculty, but wouldn’t that affect the publishers marketing those texts?

What’s different about the model I recommend and what’s currently going on is that there isn’t that opportunity now for a purchase to occur by the individual in a library. Libraries have a mission of sharing. They get a certain amount of resources that they can use totry to purchase materials with, and they try to decide what’s the best way to share those materials. But promoting book ownership—that’s not the part of the library mission. What I propose actually adds that element. Patrons often also have their own personal libraries, but with the loss of bookstores, they have few opportunities for discovery for those personal libraries. Instead that’s been happening for readers more and more often at lending libraries. Publishers can afford to rent more books and allow more borrowing of books if they are also given the opportunity to sell a book in the same space, and to the same audience.

There’s an interesting statistic that I encountered recently, here, at Penn State. We got an email from the help desk at the university library: the #1 most-asked question was, “Where is the bathroom?” #2 question: “Where can I find my textbooks?” Students weren’t going to the university bookstore and asking that question, they were going to the library. There is an expectation from students that if the learning materials aren’t a part of a content management system, they should be on reserve in the library. I think there is some resistance from librarians on this topic. But, if it’s what the students need, maybe we should consider it.

There’s one popular theory that people will pay for the use of material on a borrowed basis. Sort of like a Netflix model. You don’t actually own films or TV shows; you borrow them. If you look at libraries using the Demand Driven and Short Term Loan models, combined they’re sort of like a Netflix for books mixed with the physicality of a Blockbuster. If you borrow a book and spend too much time on it, rather than just paying the late fee, you have to buy the book. It’s like renting a movie and never returning it.

When looking for new manuscripts, what do you consider?

The acquisitions I do are very different from the scholarly acquisitions that Penn State Press typically does. In our mission statement, we talk about how the majority of what we do is for serving the scholarly community, but we also have a line in there about serving the people of Pennsylvania. As a state school, we feel a responsibility to give back to the commonwealth, so we also try to publish books of interest to them.

For me, what makes a good book is going to be different than the standards of those acquiring our scholarship. Our scholarly acquisitions staff are looking at whether the manuscript uses the language of the discipline and whether or not it’s engaging with a current argument in that field. In contrast, the questions I ask myself are, “Is it useful to the people of the commonwealth, and if so, what’s the market? Would we serve a good portion of the regional market or is it too narrow a focus?” So whereas marketing is a minor part of scholarly acquisitions, it plays a major role for me and regional acquisitions. I’m also looking at the writing. If you’re not a great academic writer, that’s not always important. And if you’re really engaging with the language of your discipline, the book will have trouble with a wider audience; jargon is not accessible to the average reader. I’m looking for really great writers who can engage their readers, and who are going to appeal to a much broader audience. It’s not only what they’re saying, but also how they’re saying it.

I’m also generally thinking about publicity, because our regional books have a better opportunity to benefit from publicity. There are so many local radio stations where I can book an author because they’re talking about deer hunting. Our Continental philosophers? Not so much.

When acquiring a text, do you take into consideration whether it will be in print or digital?

psupress_birdatlasLet me give an example—not of a book that I acquired, but a recommendation that I made. We did an atlas on the breeding birds in Pennsylvania. It comes out of work that the Pennsylvania DCNR (Department of Conservation and Natural Resources) does here. Folks go out and count the number of breeding birds they find in the wild: pairs, and nests. The volunteers are out there every weekend documenting these numbers on paper. They did this for 10 years and came up with this amazing data set of the distribution of birds and their breeding habits, including where and when they could be found. We published all that data into a book. My first thought on that was, “Wow, wouldn’t that make a wonderful app?” Not only for species identification, but also to continue monitoring the distribution of the breeding species.

Once we started looking into the cost of a project like that and it became more daunting. We weren’t able to proceed, but it’s the kind of thing I thought about in the terms of, “Does this project make more sense in print or digital?” There’s an argument to be made for both. But as a project, if it were to be ongoing and continuously recording data, it seems that as an app, you can create an opportunity, not only for the user to look up a particular bird, but also to report that sighting back to the database.

It depends upon the project. When considering whether to publish in print or digital, I’m not only thinking about the audience, I’m also thinking more about the actual project. That said, there are very few projects where we’re forced to choose between only one or the other.

What’s the most interesting project you’re currently working on?

psupress_angelswildthingsThere was a book we published a long time ago called Angels and Wild Things: The Archetypal Poetics of Maurice Sendak, by John Cech. I think the world of Sendak; I think he was an American treasure. There was so little written about him that was really scholarly in nature, and here was this book that we published that had unfortunately gone out of print. So I tried really hard to bring that book back into print. The folks who actually controlled most of Sendak’s illustrations were generally HarperCollins (they were his publisher through most of his career). We would have to negotiate another deal with them to use the illustrations again, and our initial attempts were pretty discouraging. They wanted quite a bit of money for the necessary permissions required for a reprint.

But then serendipitously, one of our acquisitions editors found herself talking to a friend of Sendak. When she realized the connection, our editor started talking about the book, and the friend offered to “see what he could do.” So a few weeks after that party, we got a call from HarperCollins’ rights department saying that Sendak asked them to give us unrestricted print rights to his images for use in our book, and to do it gratis. (For print only, though; they weren’t so generous with the digital rights.) So in the end, we were able to bring the book back into print after more than a decade, primarily because Sendak himself intervened. I’m extremely proud to been able to bring that book back into print.

Say Yes First, Figure it Out Later

Stories along the Road to Innovation from the Johns Hopkins University Press

by Becky Brasington Clark and Claire McCabe Tamberino

Our consumer health editor, Jackie Wehmueller, had turned up a promising opportunity. She had contacted a prominent dermatologist about writing a book on chronic itch, a condition that affects millions of individuals. The market potential for the book was enormous and the dermatologist was renowned. He liked the idea and agreed to write the book with one key condition: it had to be a fully interactive e-book with patient videos and three-dimensional graphics, and it had to be published as a multi-touch iBook.

The author was coming to Baltimore in a few weeks. Did we want to meet with him and learn more?

The answer was an enthusiastic yes. As a longstanding publisher of titles in consumer health—including the bestselling Thirty-Six Hour Day—the Johns Hopkins University Press was the natural home for this path-breaking project.

There was a small twinge of anxiety over the fact that we had never before used iBooks Author—the multi-touch platform that seamlessly incorporates video, audio, 3-D graphics, and other interactive features directly into the e-book file—but that kind of anxiety is familiar in an industry where change is the only constant. “We’ll figure it out,” we said, and quickly got to work.

Meet the JHU Press screenshot
JHUP medical publishing: from manuscript to iBook.

Figuring it out is the charge of the Online Books Division (OBD)—a big name for a three-person operation within JHUP’s Books Marketing Department. We seek commercially promising opportunities for digital innovation and figure out how to integrate them into the Book Division’s workflow. Since 2010, we’ve developed and posted supplemental material on CD and online for dozens of titles, we’ve incorporated 3,000 new pages to our online reference, The Early Republic, and we published the 2nd edition of the Johns Hopkins Atlas of Digital EEG (a proprietary software product accompanied by a print book). We’ve also digitized our course adoption campaigns, expanded and refined our list-serv, and segmented 20,000 e-mail subscribers by subject area preference—all while adding new vendors and territories to our e-book program.

We’ve learned a few things along the way, perhaps nothing as important as this: innovation requires not only a willingness to learn, but a stomach for frustration and occasional failure. It requires us to engage fully with that which we do not know, and to begin anew the long journey of mastery. It requires us to add new challenges to already heavy workloads, disrupt routines, and make new kinds of mistakes. And sometimes it requires that we say “yes” to a project before we are 100% certain that we know exactly how to get it done.

Learning iBooks Author

A couple of weeks in advance of the author meeting, two members of the OBD staff—Claire McCabe Tamberino and Michael Carroll—enrolled in a two-day training course on iBooks Author. They came back full of enthusiasm for the platform and confident that we could master it quickly.

We all agreed that we needed a beta project that would allow us to become proficient with iBooks Author in advance of using it for our first commercial endeavor. The search for a practice project came in the midst of a press-wide strategic communications discussion, in which we had identified the need for multi-media collateral material for JHU Press. That’s when it hit us: why not use iBooks Author to develop a multi-touch iBook about the Press?

Turning the Camera on Ourselves

Screenshot of Meet the JHU Press
Interactive maps invite readers to explore the history of the press.

With that, Meet the Johns Hopkins University Press was born. The vision was simple enough: repurpose descriptive copy about the Press and its four divisions—Books, Journals, HFS, and Project MUSE—and enhance it with multimedia.

Inspired by the video UNC Press had recently released to highlight the appointment of director John Sherer, we decided to conduct video interviews with Press leaders. That’s where things got a little tricky. We didn’t have a resident videographer on staff, and we couldn’t afford the steep rates charged by the university. So we decided to do it ourselves.

With another small investment in software and training (iMovie), we were ready to start shooting video using the Press’s newest iPad. We wrote scripts, scheduled video shoots, and called “action.”

The shooting went smoothly enough, but we quickly discovered two unanticipated problems. First, the interviews were far too long. Second, the video quality was compromised by the lack of professional lighting. Reshooting all of the interviews simply wasn’t an option. We were already on a tight schedule and the budget was even tighter.

They say necessity is the mother of invention. In this case, it led to creative thinking and innovation. We decided to shorten the video interviews considerably, and since the audio quality was better than the video quality, we decided to use small snippets of video, then continue the audio with still shots and animated B-roll.

Nearly a dozen people[1] came together to finish the project. We published Meet the Johns Hopkins University Press in April and made it available free of charge in the iTunes store. We’ve been using it to introduce the Press to university stakeholders, prospective clients, funders, and authors, and the reaction to it has been overwhelmingly positive.

Lessons Learned

Meet the Johns Hopkins University Press helped us achieve our primary goal: becoming proficient in iBooks Author in advance of our first commercial project, Living with Itch, which will be published in August (more on that project in a future column). But the beta project bestowed some additional benefits that we found instructive.

First, we gained confidence in our ability to master new ways of publishing. When faced with a challenge like publishing in iBooks Author, it can be easy to assume that we aren’t big enough to handle it, that such opportunity is better left to trade houses and large commercial publishers. That simply isn’t the case.  University presses are staffed by smart, adaptable professionals who master new challenges every day. Why worry that we can’t when we demonstrate day after day that we can?

Second, the project forced us to share information across divisions, a process that has been encouraged via our Press-wide strategic messaging efforts. Not only is it interesting to learn more about the work of our colleagues, but this kind of information sharing helps us leverage our collective strength and identify new responses to industry and market challenges.

Third, we were reminded of the value of professional services. Sure, we can shoot and edit video on the iPad, but it isn’t going to be of the same quality as work from professional videographers. For future book-length projects requiring video, we’ll ask the author to deliver high-quality video or we’ll hire a pro.

See for Yourself

Meet the JHU Press screenshot
A stop on JHU Press’s digital journey.

Meet the Johns Hopkins University Press incorporates the multi-touch functionality of iBooks Author, with text, three-dimensional graphics, interactive maps, video, audio, and a self-grading quiz. If you’d like to see it for yourself, go to the iTunes store and download a free copy. We’d love to get your feedback. Feel free to email Claire McCabe Tamberino with your comments and questions at cmt@press.jhu.edu. And watch this space for a future column on Living with Itch: A Patient’s Guide and an update on how we’ve used Meet the Press in our strategic communications.


[1]Bill Breichner, Davida Breier, Greg Britton, Glen Burris, Michael Carroll, Jack Holmes, Kathleen Keane, Mary Lou Kenney, Dean Smith, Claire McCabe Tamberino